Advisers Act Expert
40 Act Legal provides legal services and compliance consulting to investment advisers of all sizes and types, from multi-billion hedge fund and PE advisers to start-up state-registered advisers. Using its principal's 20+ years experience at big law and in house in the investment management industry, 40 Act Legal designs, implements and tests compliance programs, including as out-sourced CCO as needed.
Other services include:
- Advisers Act and other securities law legal advice
- Responding to regulatory examinations and investigations
- Drafting and making regulatory filings of all types (ADV, Form PF, 13H, 13F, 13D/G, Form D)
- Drafting advisory and other contracts, fund governance documents and fund offering documents
- Fund and SPV transactional work.
Learn More About Our Team
We understand the importance of clear communication and transparency throughout our legal services and compliance consulting process. By focusing on these principles, we aim to provide not just solutions but peace of mind for our clients. Reach out to us today to learn more about our team and how we can assist you.